Henry Steele Commager, A Constitution for All the People
"The Constitution: Is It an Economic Document?," American Heritage, X (December 1958), 100-103
By June 26, 1787, tempers in the Federal Convention were already growing
short, for gentlemen had come to the explosive question of representation
in the upper chamber. Two days later Franklin moved to invoke divine guidance,
and his motion was shunted aside only because there was no money with which
to pay a chaplain and the members were unprepared to appeal to Heaven without
an intermediary. It was not surprising that when Tames Madison spoke to
the question of representation in the proposed legislature he was conscious
of the solemnity of the occasion. "We are, he said, framing a system
'which we wish to last for ages" and one that might "decide forever the
fate of Republican Government."
It was an awful thought, and when, a few days later, Gouvenour Morris
spoke to the same subject he felt the occasion a most solemn one: even
the irrepressible Morris could he solemn. "He came here," he observed (so
Madison noted),as a Representative of America; he flattered himself he
came here in some degree as a Representative of the whole human race: for
the whole human race will be affected by the proceedings of this Convention.
He wished gentlemen to extend their views beyond the present moment of
time: beyond the narrow limits ... from which they derive their political
origin.
Much has been said of the sentiments of the people. They were unknown.
They could not be known. All that we can infer is that if the plan we recommend
be reasonable & right: all who have reasonable minds and sound intentions
will embrace it.
These were by no means occasional sentiments only. They were sentiments
that occurred again and again throughout the whole of that long hot summer,
until they received their final, eloquent expression from the aged Franklin
in that comment on the rising, not the setting, sun. Even during the most
acrimonious debates members were aware that they were framing a constitution
for ages to come, that they were creating a model for people everywhere
on the globe; there was a lively sense of responsibility and even of destiny.
Nor can we now, as we contemplate that Constitution which is the oldest
written national constitution, and that federal system which is one of
the oldest and the most successful in history, regard these appeals to
posterity as merely rhetorical.
That men are not always conscious either of what they do or
of the motives that animate them is a familiar rather than a cynical observation.
Some 45 years ago Charles A. Beard propounded an economic interpretation-
an interpretation which submitted that the Constitution was essentially
(that is a crucial word) an economic document-and that it was carried through
the Convention and the state ratifying conven-tions by interested economic
groups for economic reasons. "The Constitu-tion," Mr. Beard concluded,
"was essentially an economic document based upon the concept that the fundamental
private rights of property are an-terior to government and morally beyond
the reach of popular majorities."
At the time it was pronounced, that interpretation caused something
of a sensation, and Mr. Beard was himself eventually to comment with jus-tifiable
indignation on the meanness and the vehemence of the attacks upon it-and
him. Yet the remarkable thing about the economic interpretation is not
the criticism it inspired but the support it commanded. For within a few
years it had established itself as the new orthodoxy, and those who took
exception to it were stamped either as professional patriots-perhaps secret
Sons or Daughters of the Revolution naive academicians who had never learned
the facts of economic life.
The attraction that the economic interpretation had for the generation
of the twenties and thirties-and that it still exerts even into the fifties-is
one of the curiosities of our cultural history, but it is by no means an
inex-plicable one. To a generation of materialists Beard's thesis made
clear that the stuff of history was material. To a generation disillusioned
by the exploi-tations of big business it discovered that the past, too,
had been ravaged by economic exploiters. To a generation that looked with
skeptical eyes upon the claims of Wilsonian idealism and all but rejoiced
in their frustration, it suggested that all earlier idealisms and patriotisms
- even the idealism and patriotism of the framers-had been similarly flawed
by selfishness and hypocrisy.
Yet may it not he said of An Economic Interpretation of the Constitu-tion
that it is not a conclusion but a point of departure? It explains a great
deal about the forces that went into making the Constitution, and a great
deal, too, about the men who assembled in Philadelphia in 1787, but it
tells us extraordinarily little about the document itself. And it tells
us even less about the historical meaning of that document.
What were the objects of the Federal Convention? The immediate
objects were to restore order; to strengthen the public credit; to enable
the United States to make satisfactory commercial treaties and agreements;
to provide conditions in which trade and commerce could flourish; to facilitate
management of the western lands and of Indian affairs. All familiar enough.
But what, in the light of history, were the grand objects of the Convention?
What was it that gave Madison and Morris and Wilson and King and Washington
himself a sense of destiny?
There were two grand objects-objects inextricably interrelated. The
first was to solve the problem of federalism, that is, the problem of the
dis-tribution of powers among governments. Upon the wisdom with which members
of the Convention distinguished between powers of a general and powers
of a local nature, and assigned these to their appropriate governments,
would depend the success or failure of the new experiment.
But it was impossible for the children of the eighteenth century
to talk or think of powers without thinking of power, and this was a healthy
realism. No less troublesome-and more fundamental-than the problem of the
distribution of powers, was the problem of sanctions. How were they to
enforce the terms of the distribution and impose limits upon all the govern-ments
involved? It was one thing to work out the most ideal distribution of general
and local powers. It was another thing to see to it that the states abided
by their obligations under the Articles of Union and that the national
government respected the autonomy of the states and the liberty of indi-viduals.
Those familiar with the Revolutionary era know that the second
of these problems was more difficult than the first. Americans had, indeed,
learned how to limit government: the written constitutions, the bills of
rights, the cheeks and balances, and so forth. They had not yet learned
(nor had anyone) how to "substitute the mild magistracy of the law for
the cruel and violent magistracy of force." The phrase is Madison's.
Let us return to the Economic Interpretation. The correctness
of Beard's analysis of the origins and backgrounds of the membership of
the Convention, of the arguments in the Convention, and of the methods
of assuring ratification, need not be debated. But these considerations
are in a sense, irrelevant and immaterial. For though they are designed
to illuminate the document itself, in fact they illuminate only the processes
of its manu-facture.
The idea that property considerations were paramount in the minds
of those assembled in Philadelphia is misleading and unsound and is borne
out neither by the evidence of the debates in the Convention nor by the
Con-stitution itself. The Constitution was not essentially an economic
document. It was, and is, essentially a political document. It addresses
itself to the great and fundamental question of the distribution of powers
between governments The Constitution was and is a document that attempts
to provide sanctions behind that distribution, a document that sets up,
through law, a standing rule to live by and provides legal machinery for
the enforcement of that rule These are political, not economic functions
Not only were the principles that animated the framers political
rather than economic, the solutions that they formulated to the great questions
that confronted them were dictated by political, not by economic considera-tions.
Here are two fundamental challenges to the Beard interpretation.
first the Constitution is primarily a document in federalism; and second,
the' Constitution does not in fact confess or display the controlling influence
of those who held that "the fundamental private rights of property are
anterior to government and morally beyond the reach of popular majorities."
Let us look more closely at these two contentions. The first
requires little elaboration or vindication, for it is clear to all students
of the Revolu-tionary era that the one pervasive and overbranching problem
of that gen-eration was the problem of imperial organization. How to get
the various parts of any empire to work together for common purposes? Row
to get central control-over war, for example, or commerce or money-without
im-pairing local autonomy? How, on the other hand, to preserve personal
liberty and local self-government without impairing the effectiveness of
the central government? This was one of the oldest problems in political
science, and it is one of the freshest-as old as the history of the Greek
city-states. as new as the recent debate over Federal aid to education
or the Bricker amendment.
The British failed to solve the problem of imperial order; when
pushed to the wall they had recourse to the hopelessly doctrinaire Declaratory
Act, which was, in fact, a declaration of political bankruptcy as Edmund
Burke observed, no people is going to be argued into slavery The Americans
then took up the vexatious problem The Articles of Confederation were sat
s factory enough as far as the distribution of powers was concerned but
wholly wanting in sanctions The absence of sanctions spelled the failure
of the Articles and this failure led to the Philadelphia Convention
Now it will be readily conceded that many, if not most, of the
questions connected with federalism were economic in character. Involved
were such practical matters as taxation, the regulation of commerce, coinage,
western lands, slavery and so forth. Yet the problem that presented itself
to the framers was not whether government should exercise authority over
such matters as these; it was which government should exercise such authority-and
how should it be exercised?
There were, after all, no anarchists at the Federal Convention.
Every-one agreed that some government had to have authority to tax, raise
armies, regulate commerce, coin money, control contracts, enact bankruptcy
legislation, regulate western territories, make treaties, and do all the
things that government must do. But where should these authorities be lodged-with
the state governments or with the national government they were about to
erect, or with both?
This question was a political, not an economic, one. And the
solution at which the framers arrived was based upon a sound understanding
of politics, and need not he explained by reference to class attachments
or security interests.
Certainly if the framers were concerned primarily or even largely
with protecting property against popular majorities, they failed signally
to carry out their purposes. It is at this point in our consideration of
the Economic Interpretation of the Constitution that we need to employ
what our literary friends call explication du texte. For the weakest link
in the Beard inter-pretation is precisely the crucial one-the document
itself. Mr. Beard makes amply clear that those who wrote the Constitution
were members of the propertied classes, and that many of them were personally
involved in the outcome of what they were about to do; he makes out a persuasive
case that the division over the Constitution was along economic lines.
What he does not make clear is how or where the Constitution itself reflects
all these economic influences.
Much is made of the contract clause and the paper money clause
of the Constitution. No state may impair the obligations of a contract-whatever
those words mean, and they apparently did not mean to the fram-ers quite
what Chief Justice Marshall later said they meant in Fletcher v. Peck or
Dartmouth College V. Woodward. No state may emit bills of credit or make
anything hut gold and silver coin legal tender in payment of debts.
These are formidable prohibitions, and clearly reflect the impatience
of men of property with the malpractices of the states during the Confedera-tion.
Yet quite aside from what the states may or may not have done, who can
doubt that these limitations upon the states followed a sound prin-ciple-the
principle that control of coinage and money belonged to the central, not
the local governments, and the principle that local jurisdictions should
not be able to modify or overthrow contracts recognized throughout the
Union?
What is most interesting in this connection is what is so often
over-looked; that the framers did not write any comparable prohibitions
upon the United States government. The United States was not forbidden
to impair the obligation of its contracts, not at least in the Constitution
as it came from the hands of its property-conscious framers. Possibly the
Fifth Amend-ment may have squinted toward such a prohibition; we need not
determine that now, for the Fifth Amendment was added by the states after
the Consti-tution had been ratified. So, too, the emission of bills of
credit and the mak-ing of other than gold and silver legal tender were
limitations on the states, but not on the national government. There was,
in fact, a lively debate over the question of limiting the authority of
the national government in the matter of bills of credit. When the question
came up on August 16, Gouverneur Morris threatened that "The Monied interest
will oppose the plan of Government, if paper emissions be not prohibited."
In the end the Conven-tion dropped out a specific authorization to emit
bills of credit, but pointedly did not prohibit such action. Just where
this left the situation troubled Chief Justice Chase's Court briefly three-quarters
of a century later; the Court recovered its balance, and the sovereign
power of the government over money was not again successfully challenged.
Nor were there other specific limitations of an economic character
upon the powers of the new government that was being erected on the ruins
of the old. The framers properly gave the Congress power to regulate commerce
with foreign nations and among the states. The term commerce
-as Hamilton and Adair (and Crosskey, tool) have made clear-was broadly
meant, and the grant of authority, too, was broad. The framers gave Congress
the power to levy taxes and, again, wrote no limitations into the Constitution
except as to the apportionment of direct taxes; it remained for the most
conservative of Courts to reverse itself, and common sense, and discover
that the framers had intended to forbid an income tax! Today, organizations
that invoke the very term "constitutional" are agitating for an amendment
placing a quantitative limit upon income taxes that may be levied; fortunately,
Madison's generation understood better the true nature of governmental
power.
The framers gave Congress-in ambiguous terms, to be sure-authority
to make "all needful Rules and Regulations respecting the Territory or
other Property" of the United States, and provided that "new states may
be admitted." These evasive phrases gave little hint of the heated debates
in the Convention over western lands. Those who delight to find narrow
and undemocratic sentiments in the breasts of the framers never cease to
quote a Gouverneur Morris or an Elbridge Gerry on the dangers of the West,
and it is possible to compile a horrid catalogue of such statements. But
what is significant is not what framers said, but what they did. They did
not place any limits upon the disposition of western territory, or establish
any barriers against the admission of western states.
The fact is that we look in vain iii the Constitution itself for
any really effective guarantee for property or any effective barriers against
what Beard calls "the reach of popular majorities."
It will be argued, however, that what the framers feared was
the states, and that the specific prohibitions against state action, together
with the broad transfer of economic powers from state to nation, were deemed
sufficient guarantee against state attacks upon property. As for the national
government, care was taken to make that sufficiently aristocratic, sufficiently
the representative of the propertied classes, and sufficiently checked
and limited so that it would not threaten basic property interests.
It is at this juncture that the familiar principle of limitation
on gov-ernmental authority commands our attention. Granted the wisest distribu-tion
of powers among governments, what guarantee was there that power would
be properly exercised? What guarantees were there against the abuse of
power? What assurance was there that the large states would not ride roughshod
over the small, that majorities would not crush minorities or minorities
abuse majorities? What protection was there against mobs, dema-gogues,
dangerous combinations of interests or of states? What protection was there
for the commercial interest, the planter interest, the slave interest,
the securities interests, the land speculator interests?
It was Madison who most clearly saw the real character of this
problem and who formulated its solution. It was not that the people as
such were dangerous; "The truth was," he said on July 11, "that all men
having power ought to be distrusted to a certain degree." Long before Lord
Acton coined the aphorism, the Revolutionary leaders had discovered that
power corrupts. They understood, too, the drive for power on the part of
individuals and groups. All this is familiar to students of The Federalist,
No. 10. It should be familiar to students of the debates in Philadelphia,
for there, too, Madison set forth his theory and supported it with a wealth
of argument. Listen to him on one of the early days of the Convention,
June 6, when he is dis-cussing the way to avoid abuses of republican liberty-abuses
which "pre-vailed in the largest as well as the smallest states
. . And were we not thence admonished [he continued] to enlarge the sphere as far as the nature of the Government would admit. This was the only defence against the inconveniences of democracy consistent with the democratic form of Government [our emphasis]. All civilized Societies would be divided iii to different Sects. Factions & interests, as they happened to consist of rich & poor, debtors and creditors, the landed, the manufacturing, the commercial interests, the inhabitants of this district or that district, the followers of this political leader or that political leader, the disciples of this religions Sect or that religious Sect. In all cases where a majority arc united by a common interest or passion, the rights of the minority are in danger. . . . In a Republican Govt. the Majority if united have always an opportunity [to oppress the minority. What is the remedy?] The only remedy is to enlarge the sphere, & thereby divide the Community into so great a number of interests & parties, that in the first place a majority will not be likely at the same moment to have a common interest separate from that of the whole or of the minority; and in the second place, that in case they should have such an interest, they may not be apt to unite in the pursuit of it. It was incumbent on us then to try this remedy, and . . . to frame a republican system on such a scale & in such a form as will control all the evils which have been experienced.
This long quotation is wonderfully eloquent of the attitude of
the most
sagacious of the framers. Madison, Wilson, Mason, Franklin, as well
as Gerry, Morris, Pinckney, and Hamilton feared power. They feared power
whether exercised by a monarch, an aristocracy, an army, or a majority,
and they were one in their determination to write into fundamental law
limita-tions on the arbitrary exercise of that power. To assume, as Beard
so com-monly does, that the fear of the misuse of power by majorities was
either peculiar to the Federalists or more ardent with them than with their
oppo-nents, is mistaken. Indeed it was rather the anti-Federalists who
were most deeply disturbed by the prospect of majority rule; they, rather
than the Federalists, were the "men of little faith." Thus it was John
Lansing, Jr., of New York (he who left the Convention rather than have
any part in its dangerous work) who said that "all free constitutions are
formed with two views-to deter the governed from crime, and the governors
from tyranny." And the ardent Patrick Henry, who led the attack on the
Constitution in the Virginia Convention-and almost defeated it-complained
not of too little democracy in that document, but too much.
The framers, to be sure, feared the powers of the majority, as
they feared all power unless controlled. But they were insistent that,
in the last analysis, there must be government by majority; even conservatives
like Morris and Hamilton made this clear. Listen to Hamilton, for example,
at the very close of the Convention. Elbridge Gerry, an opponent of the
Constitution, had asked for a reconsideration of the provision for calling
a constitutional convention, alleging that this opened the gate to a majority
that could "bind the union to innovations that may subvert the State-Constitutions
altogether." To this Hamilton replied that
There was no greater evil in subjecting the people of the U.S. to the major voice than the people of a particular State. . . . It was equally desirable now that an easy mode should be established for supplying defects which will probably appear in the New System. . . . There could be no danger in giving this power, as the people would finally decide in the case.
And on July 13, James Wilson, another staunch Federalist, observed
that "The majority of people wherever found ought in all questions to govern
the minority."
But we need not rely upon what men said; there is too much of
making history by quotation anyway. Let us look rather at what men did.
We can turn again to the Constitution itself. Granted the elaborate system
of checks and balances: the separation of powers, the bicameral legislature,
the execu-tive veto, and so forth-checks found in the state constitutions
as well, and in our own democratic era as in the earlier one-what provision
did the framers make against majority tyranny? What provisions did they
write into the Constitution against what Randolph called "democratic licentiousness"?
They granted equality of representation in the Senate. If this
meant that conservative Delaware would have the same representation in
the upper chamber as democratic Pennsylvania, it also meant that democratic
Rhode Island would have the same representation as conservative South Carolina.
But the decision for equality of representation was not dictated by considera-tions
either economic or democratic, but rather by the recalcitrance of the small
states. Indeed, though it is difficult to generalize here, on ~e whole
it is true that it was the more ardent Federalists who favored proportional
repre-sentation in both houses.
They elaborated a most complicated method of electing a Chief
Execu-tive, a method designed to prevent the easy expression of any majority
will. Again the explanation is not simple. The fact was that the framers
did not envision the possibility of direct votes for presidential candidates
which would not conform to state lines and interests and thus lead to dissension
and confusion. Some method, they thought, must be designated to overcome
the force of state prejudices (or merely of parochialism) and get an election;
the method they anticipated was a preliminary elimination contest by the
electoral college and then eventual election by the House. This, said George
Mason, was what would occur nineteen times out of twenty. There is no evidence
in the debates that the complicated method finally hit upon for electing
a President was designed either to frustrate popular majorities or to protect
special economic interests; its purpose was to overcome state pride and
particularism.
Senators and Presidents, then, would not he the creatures of
democracy. But what guarantee was there that senators would be representatives
of property interests, or that the President himself would recognize the
"pri-ority of property"? Most states had property qualifications for office
holding, but there are none in the Federal Constitution. As far as the
Constitution is concerned, the President, congressmen, and Supreme Court
justices can all be paupers.
Both General Charles Cotesworth Pinckney and his young cousin
Charles, of South Carolina, were worried about this. The latter proposed
a property qualification of $100,000 (a tidy sum in those days) for the
Presi-dency, half that for the judges, and substantial sums for members
of Con-gress. Franklin rebuked him. He was distressed, he said, to hear
anything "that tended to debase the spirit of the common people." More
surprising was the rebuke from that stout conservative, John Dickinson.
"He doubted," Madison reports, "the policy of interweaving into a Republican
constitution a veneration for wealth. He had always understood that a veneration
for poverty & virtue were the objects of republican encouragement."
Pinckney's proposal was overwhelmingly rejected.
What of the members of the lower house? When Randolph opened
"the main business" on May 29 he said the remedy for the crisis that men
faced must be "the republican principle," and two days later members were
discussing the fourth resolution, which provided for election to the lower
house by the people. Roger Sherman of Connecticut thought that the people
should have as little to do as may be about the Government," and Gerry
hastened to agree in words now well worn from enthusiastic quotation that
"The evils we experience flow from an excess of democracy.” These voices
were soon drowned out, however. Mason “argued strongly for an election
by the people. It was to be the grand depository
Of the democratic principle of the Govt " And the learned James Wilson,
striking the note to which he was to recur again and again, made clear
that he was for raising the federal pyramid to a considerable altitude,
and for that reason wished to give it as broad a basis as possible
He thought that both branches of the legislature- and the President as
well for that matter- should be elected by the people. “The Legislature,”
he later observed, “ought to be the most exact transcript of the whole
Society.”…
Was the Constitution designed to place private property beyond
the reach of majorities? If so, the framers did a very bad job. They failed
to write into it the most elementary safeguards for property. They failed
to write into it limitations on the tax power, or prohibitions against
the abuse of the money power. They failed to provide for rule by those
whom Adams was later to call the wise and the rich and the well-born. What
they did succeed in doing was to create a system of cheeks and balances
and adjust-ments and accommodations that would effectively prevent the
suppression of most minorities by majorities. They took advantage of the
complexity, the diversity, the pluralism, of American society and economy
to encourage a balance ')f interests. They worked out sound and lasting
political solutions to the problems of class, interest, section, race,
religion, party.
Perhaps the most perspicacious comment on this whole question
of the threat from turbulent popular majorities against property and order
came, mirabile dictu, from the dashing young Charles Pinckney of South
Carolina-he of the "lost" Pinckney Plan. On June 25 Pinckney made a major
speech and thought it important enough to write out and give to Madison.
The point of departure was the hackneyed one of the character of the second
branch of the legislature, but the comments were an anticipation of De
Tocqueville and Lord Bryce. We need not, Pinckney asserted, fear the rise
of class conflicts in America, nor take precautions against them.
The genius of the people, their mediocrity of situation & the prospects which are afforded their industry in a Country which must be a new one for centuries are unfavorable to the rapid distinction of ranks. . . . If equality is . . . the leading fea-ture of the U. States [he asked], where then are the riches & wealth whose repre-sentation & protection is the peculiar province of this permanent body [the Senate]. Are they in the hands of the few who may be called rich; in the possession of less than a hundred citizens? certainly not. They are in the great body of the peo-ple. . .. [There was no likelihood that a privileged body would ever develop in the United States, he added, either from the landed interest, the moneyed interest, or the mercantile.] Besides, Sir, I apprehend that on this point the policy of the U. States has been much mistaken. We have unwisely considered ourselves as the in-habitants of an old instead of a new country. We have adopted the maxims of a State full of people.... The people of this country are not only very different from the inhabitants of any State we are acquainted with in the modern world; but I assert that their situation is distinct from either the people of Greece or of Rome
Not a government cunningly contrived to protect the interests of capable
of extending to its citizens the blessings of liberty and happiness- was
that not, after all, what the framers created?